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Development
Dossier
The Development of Capacity
by Allan Kaplan
[Table of contents]
[Previous Chapter: Features of Organisational Life] [Next Chapter:
Shifting the Paradigm]
A Paradigm Shift: From Tangible to Intangible
If you look toward the bottom of the hierarchy of features outlined above
you will see those things which are quantifiable, measurable, elements
of organisational life which can be easily grasped and worked with. Material
and financial resources, skills, organisational structures and procedures-all
these are easily assessed and quantifiable. In a word, they belong to
the realm of material things; they belong to the realm of the visible.
If however, we turn our attention to the top of the hierarchy, we enter
immediately an entirely different realm, the realm of the invisible. Of
course, organisations may have written statements of vision, of strategy
and of value, but these written statements do not in any sense indicate
whether an organisation has a working understanding of its world, they
do not indicate the extent to which an organisation feels responsible
for its circumstances or capable of having an effect on them. They do
not indicate the extent to which an organisation is really striving to
become a learning organisation, to what extent it is developing its staff
or manifesting a team spirit or endeavour. They do not indicate the extent
to which an organisation is reflective, non-defensive and self-critical.
In short, the elements at the top of the hierarchy of elements of organisational
life are ephemeral, transitory, not easily assessed or weighed. They are
to a large extent invisible: invisible both to the organisation itself
as well as to those managers and practitioners who would intervene to
build organisational capacity.
Thus the most important elements in organisational life, those which largely
determine the functioning of an organisation, are the elements which lie
at the top of the hierarchy, not those which lie at the bottom. It is
the less tangible, more invisible aspects of organisational life which
largely determine organisational functioning, yet it is on the more tangible,
material aspects that most (incapacitated) organisations focus. Redesigning
structures, building skills or securing resources are secondary to conceptual
clarity, focused vision, coherent strategy and enabling culture.
Organisational thinking which begins with structure, skills or resources
will leave the organisation confused and incapacitated. The way to process
organisational transitions is to gain clarity with respect to understanding
and purpose, develop resultant strategy, and become aware of debilitating
cultural patterns. Only then, and in response to these things, can questions
of structure and skills and resources be adequately addressed. The organisation
which begins at the bottom of the hierarchy will always remain reactive;
for an organisation to become proactive-to have capacity-it must think
things through from the top.
We are saying, then, that the most important elements in organisational
life, those which largely determine the functioning of the organisation,
are of a nature which make them more or less impervious to conventional
approaches to capacity building. Consider this from two angles.
First, from the point of view of the organisation itself. If you interview
organisations which suffer from a lack of capacity, you will find that
they complain readily about lack of resources, lack of skills, inappropriate
structures, an unfavourable history or an impossible context. In other
words, they place the blame for their circumstances "out there",
on others or on a situation which is beyond their control, and specifically
on those visible elements which lie at the bottom of the hierarchy. But
interview organisations which have developed a certain strength, robustness
or resilience, and you will discover that they generally take responsibility
for their lack of capacity, that they attribute it to their own struggles
with organisational culture and values, with lack of vision, lack of leadership
and management, and so on. Put another way, they manifest self-understanding.
Capacitated organisations will manifest both stronger invisible elements
as well as an ability to reflect on these elements-which is itself a feature
of these stronger invisible elements situated at the top of the hierarchy.
Second, from the point of view of the capacity builder. If we examine
honestly the kinds of interventions we perform, either as development
practitioners or as donors, we have to recognise that most of these concentrate
on the lower end of the hierarchy. Mainly, our efforts consist in providing
resources or training courses. These are sometimes accompanied by, or
preceded by, "needs assessments", or even "audits",
which themselves concentrate on the visible, more tangible, elements which
have little impact where the top elements of the hierarchy are undeveloped.
We advise organisations to make changes which we think will be good for
them, which in itself can diminish the robustness of those elements at
the top, rather than strengthen them through a form of facilitation which
enables organisations to come to grips with their own issues, thus developing
those top elements. Finally, and more recently, we have begun to help
organisations with "strategic planning". This in itself would
be a step in the right direction were we to include the conceptual construction
of the organisation's world, as well as forays into organisational culture,
in the process. Unfortunately many strategic planning exercises consist
of piecemeal attempts (that is, unrelated to other elements) which comprise
the setting of goals and objectives, the "material aspects"
of planning, and which leave the organisation pretty much as incapacitated
as before, with a "plan of action" but without the ability to
innovate, reflect on and adapt the plan as circumstances and time progress-the
abilities that really constitute capacity. Why then do we not shift the
focus of our interventions?
The answer is as obvious as the dilemma itself. Because we do not see-have
not been trained or conditioned to see-things in this way. Because it
presents a radical challenge to our customary ways of seeing the world.
Because our conventional packages and products, our short-term ad hoc
responses and interventions are what we have, are what we use, and we
will resist the move away from them for as long as possible. Because we
take comfort in what we can provide rather than in what may be really
necessary. Because these kinds of interventions are sanctioned by donors.
Because organisations have learned to ask for them. Because they are tangible
and quantifiable. Because they can be delivered. Because their delivery
and assessment can be easily managed and monitored. Because "development"
practitioners can be (relatively easily) trained to deliver them. Because
they are hard-edged, unambiguous and certain. Because they do not embroil
us in the hazy shifting sands, in the uncertain worlds of fog and mirages
which characterise the reality of organisational change processes. Because
they do not challenge our certainties with the hazardous obstacles of
organisational contradiction. Because they do not fundamentally challenge
us.
Organisations, and organisational change processes, are contradictory,
ambiguous and obtuse. They are long-term and not easily observed. Rising
to the challenge means learning to observe differently, and to see different
things. While we have described the elements at the top of the hierarchy
as invisible, this does not mean that we cannot comprehend them. We can
learn to see them, to apprehend them, and part of the work of capacity
building lies in enabling the organisation itself to apprehend them. But
this requires a new way of seeing.
[Table of contents]
[Previous Chapter: Features of Organisational Life] [Next Chapter:
Shifting the Paradigm]
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