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Development
Dossier
The Development of Capacity
by Allan Kaplan
[Table of contents]
[Previous Chapter: Antithesis] [Next Chapter: Organisation Capacity]
Synthesis
"Learning has to move to the heart of practice."
-David Sogge
The arguments raised above, as well as their meaning
for a new form of development practice, demand further elaboration to
respond to at least some of the questions which must arise. We attempt
some response to some of these questions through looking at three interlinked
"movements".
First Movement
One of the questions which may arise has to do with
evaluation, and poverty. What has been said thus far is all very well,
but it says nothing of poverty, of the eradication-or at least alleviation-of
poverty; and surely this, after all, is the whole thrust of the development
endeavour. Development interventions are ultimately about reducing poverty,
are they not? So it's all very well making fine points about the development
process, but how does this relate to people's needs, and how can we claim
that "the evaluation of development interventions must take place
against the background of the specific development process which has been
intervened into", rather than in terms of whether it has made any
material difference in people's circumstances? What does it help that
"people gain an understanding of themselves" if we have not
been able to improve their material circumstances?
We could reply that, after decades of conventional development practice
which has been governed by this economistic perspective, the levels of
poverty in our world-as economically defined-have increased rather than
decreased.
We could also say-as indeed we have already-that helping people gain an
understanding of themselves is done in order that "they are better
able to take control of their own future and to themselves arrive at effective
solutions to questions, problems and concerns, including economic and
political marginalisation".
We could say too that there are many ways to combat poverty, or achieve
political change, but not all of them are particularly or specifically
developmental. Whilst the political activist and economic reformer may
play roles of incalculable value, and whilst development practitioners
may also choose to play these roles as well as their own, nevertheless
these are all different ways of dealing with poverty, and not all of them
leave people in a better position to move with confidence into their own
future. In other words, while the reduction of poverty may certainly feature
prominently in judgments on development interventions, it cannot be the
only measure, and indeed, it may at times be an inaccurate measure.
So we could use all these arguments, and in fact we do, but in a sense,
despite their validity, they are slightly beside the point; at least beside
one of the major points which emerges from this kind of discussion of
development. And this is that the material, economistic perspective on
poverty is only one way of framing the subject, and a culturally specific
one at that. Put another way, there are many forms of poverty, economic
poverty being only one of these. And the question arises as to how much
"other" poverty we create when our goal is narrowly defined
as the alleviation of economic poverty. When all values are subsumed to
the economic, as they increasingly are, particularly within a conventional
development paradigm, how much do we lose with respect to social values,
to artistic values, to cultural and language diversity, to biodiversity?
We must surely recognise by now that the world we are creating with our
fixation on the economic is becoming immeasurably poorer with respect
to everything which lives outside of the economic.
And the reason that the three arguments mentioned previously are slightly
beside the point is because the general fixation on the economic creates
another, much more insidious, type of poverty-lack of choice. Increasingly,
people are being expected to toe the economic line, and freedom to choose
"other", to opt for culturally different priorities, is frowned
upon as in some sense deviant. In this sense we are all being co-opted
towards the creation of our own poverty, in the name of poverty alleviation!
Yet a real development practice, the efficacy of development interventions,
must be judged on other grounds. People-centred development is about increasing,
not decreasing, choice. If it is about enabling people to become more
conscious, to understand themselves and their context such that they are
better able to take control of their own future, if it "must leave
people in more control of their circumstances, whatever those may be,
and not subservient to those circumstances, however advantageous these
may be", then it cannot narrowly define itself as poverty alleviation
in the conventional sense.
Therefore judgments on the efficacy of specific development interventions,
while they must include the element of (conventionally defined) poverty
alleviation, must also go beyond, and "take place against the background
of the specific development process which has been intervened into".
The development endeavour is about poverty alleviation, yes, but in a
much wider sense than is currently acknowledged. Development interventions,
surely, should not result in a reduction of the world, but in an increase
of possibilities.
Second Movement
Given all that has been said above, the question
emerges as to how then one actually apprehends development, and the development
process. Earlier in the text we have, on a number of occasions, referred
to the idea of "reading development". We would like here to
elaborate this concept.
Conventionally, we have learned not to intervene until we have done a
needs assessment, or a needs analysis; until we have done an inventory,
or an audit; until, through questionnaires or more participatory techniques
we have ascertained the parameters of a situation. These methods, and
the information they are intended to elicit, remain valid and relevant,
but are not sufficient. "Reading development" implies something
more.
CDRA's experience in capacity-building, with respect to organisation,
community and individual development, has yielded a certain perspective
on capacity, which is our entry point into understanding this concept
of "reading". We will summarise briefly.
From our work with organisations-which is our starting point-we ascertained
a number of elements which must be present and coherent for an organisation
to be said to have capacity, or to be effective. These are-arranged sequentially
in a hierarchy of importance-the following:
-- A conceptual framework which reflects the organisation's
understanding of the world;
-- An organisational "attitude" which incorporates
the confidence to act in and on the world in a way that the
organisation believes can be effective
and have an impact, and an acceptance of responsibility for the social
and physical conditions "out
there";
-- Clear organisational vision and strategy, and sense
of purpose and will, which flows out of the understanding
and responsibility mentioned previously;
-- Defined and differentiated organisational structures
and procedures which reflect and support vision and
strategy;
-- Relevant individual skills, abilities and competencies;
-- Sufficient and appropriate material resources.
We have subsequently, both through our own work as well as in dialogue
with other development practitioners
working in many different areas, affirmed that this hierarchy of importance
holds its validity, although with slightly different slants and angles,
across community and individual capacity as well.
The aspect of this hierarchy which is relevant to our discussion here
is this. That if you look towards the bottom of the hierarchy, you will
see those things which are quantifiable, measurable, elements of capacity
which can be easily grasped and worked with. They belong to the realm
of material things, easily assessed and quantified; they belong to the
realm of the visible. If however, we turn our attention to the top of
the hierarchy, we enter immediately an entirely different realm, the realm
of the invisible. The elements at the top of the hierarchy are ephemeral,
transitory, not easily assessed or weighed. They are to a large extent
intangible, observable only through the effects they have. It is these
aspects which by and large determine capacity.
To this we must add two further points. First, that while every individual
or grouping may share similar features, nevertheless each is unique, both
in itself and in terms of its stage of development, and this uniqueness
demands unique, singular and specifically different responses. And second,
while the framework presented above may adequately describe the elements
of capacity and even the order of their acquisition, it cannot predict
or determine change processes, which are complex, ambiguous and often
contradictory.
"Reading development", then, apprehending the particular dynamics
of an individual's or grouping's development trajectory or process, given
that so much of it lies beneath the surface, veiled and continuously mutating,
demands far more than the kinds of techniques we have become used to,
for these are only designed to elicit the material, the tangible. In reality,
one needs intelligence, acuity, mobility and penetrating perception to
be able to read the particular nature of a specific developmental process.
The development practitioner needs genuine observation and listening skills,
and the ability to combine an open and non-judgemental approach with enough
understanding to make sense of, and draw insight out of, what one is observing.
We need to take the time, and have the flexibility, to read specific situations
in this way in order to design appropriate and necessarily transitory
(necessarily because the individual or grouping being worked with will
develop beyond a particular intervention as a result of the effectiveness
of that intervention) interventions based on such intelligent reading.
A reading of development must remain supple, subtle and nuanced; it must
be iterative and gradual; it must be reflective and reflexive. We must
penetrate, but softly, so that we can intuit underlying movements; and
do so in such a way that the individual or grouping is itself enabled
to come to such awareness and understanding.
Such capacities, such competencies, are new abilities which we as development
practitioners need to develop-they are not skills in which we can be trained.
The conventional development paradigm sees only skills in which practitioners
can be trained-along the lines of engineers or technicians. The alternative
development perspective demands a more developmental approach to building
the capacity of its practitioners; it demands the original skills but
adds abilities which may perhaps-by way of contrast-be described by analogy
as artistic.
This ability to read is therefore not to be gained on training programmes,
although these may provide a useful starting point. This set of abilities
must be achieved gradually, through guided reflection on action, through
facilitated self-critique, through mentoring and sharing with peers, through
observing one's own development and through learning to make use of alternative
modes of description in order to penetrate beyond-metaphors, similes,
images and narrative. Developmental readings cannot be obtained within
the cold and dry parameters of the conventional reporting format; warmer
and more human forms must be developed, to support the reading itself.
Third Movement
Given all the implications drawn out of an alternative
perspective on development practice, the final area to which we must make
reference concerns the management of such a practice. This will also lead
us to address the question of the development project, which is a management
tool which we have criticised as being "the repository of all that
is wrong with conventional development practice, and the greatest stumbling
block to effective development interventions". If this is indeed
the case, then what would we recommend to replace it?
We will not go into detail here with respect to alternative management
methodologies and tools, as these must be created for specific organisational
circumstances and needs. What we will concern ourselves with here are
some indications as to the principles and attitudes which may guide our
understanding of what constitutes good managerial practice for a new form
of development.
If we are looking for a responsive development practice which is able
to build appropriate and flexible interventions in accordance with nuanced
and subtle readings, in a context fraught with ambiguity and uncertainty
and continuous change, then a number of things follow. First, you have
to develop effective development practitioners, practitioners who do not
work out of books or project manuals, practitioners who do not "work
primarily out of the specifications of the world from which they have
been sent" but rather "out of an accurate and sensitive reading
of the particular situation with which they are faced". And this
does not mean training them in new techniques, but fostering their development
through guided reflection on action, facilitated self-critique, mentoring,
peer reviews, and so on-all already mentioned above. (Already, you see,
most management practices, judged simply by this first guideline, will
be found wanting.)
Second, they must be allowed the space to be creative with respect to
their styles of "reading", their styles of reporting, their
methods of facilitation (and yes, this applies to donor programme officers
as well). Of course, this plays havoc with bureaucratic organisational
styles, and requires a very fluid and responsive form of management. One
which is simultaneously very "hands-on" and "hands-off".
Rigorously "present", although with a very light touch. This
is very different from the conventional. But how can we possibly expect
a management style which is different from the form of development practice
which it is attempting to manage?
Third, the supervision of these development practitioners, holding them
accountable, must take a form which is different from the conventional
"judgment by objectives" type of management. Of course, these
criteria must be fulfilled; we have to know that the job is being done.
But if the reading of development is what we have described it to be,
if the evaluation of development interventions is as specific and nuanced
as we have indicated, then supervision of the development practitioner
is complex and intense. It requires, above all, that within the organisation
as a whole, and between development practitioners, and between them and
their managers, and between the managers themselves, a continuous conversation
is kept alive, a striving to consciousness and awareness by the organisation
and amongst its many parts. This kind of conversation can take many forms,
some of which may be informal (which will be dependent on the fostering
of the appropriate organisational culture), some of which may be formal
and structured, following set procedures (presentations of case studies,
group discussions around particular programmes, and so on); but such ongoing
conversation constitutes the heart of appropriate management practice
for development.
Fourth, and following from the above, management must be geared to ensure
that the organisation is learning all the time, that it is open and flexible,
guided by principle rather than by technique or methodology, by experience
and practice rather than by academic theory or ad hoc fashion, by its
own understanding rather than by its "back donors". Management
has to ensure that organisational reflection and learning are not "add
ons", not something done in addition to the real work, but in fact
constitute the real work itself.
Fifth, and perhaps most important, responsibility and authority must be
decentralised, devolved to the outer limits of the organisation, to as
great an extent as possible. Frequently development practitioners, or
fieldworkers, are marginalised due to the fact that they work on the periphery
of the organisation, while power tends to concentrate in the centre. A
responsive and flexible development practice can only be achieved by the
organisation which has responsive and flexible practitioners out there,
in the (development) field, reading the development process of its clients/counterparts
and facilitating responsive interventions. To achieve this, power must
move to the periphery. There are various methods for effecting this; suffice
to say here that the first four points mentioned above are prerequisites
for this kind of managerial stance.
So what of the ubiquitous and infamous "development project"?
For the rest of us, we are entirely constrained by donor practice; until
it changes, we have little freedom to choose. So far as donors themselves
are concerned, we have regarded them throughout these discussions-as we
do in our practice generally-as being development practitioners, along
with the rest of us, albeit practitioners who provide a very particular
development intervention. For them-although not only for them-the need
for financial controls remains paramount. It may be difficult to imagine
control being exercised outside the boundary of the project, although
moves towards "programmes", or towards organisational rather
than project funding, will help, and are not difficult to effect. More
flexible methods, which will still satisfy the bookkeepers, can certainly
be found if the organisational will is there. But the truth is more profound-and
(perhaps) even less believable. If the five indications for an appropriate
developmental management practice already mentioned are taken seriously
by donors as well, then the development project will gradually metamorphose
of its own accord, to be replaced by a form which we cannot clearly imagine
at present. Which, indeed, is a perfect manifestation of a central aspect
of the development process itself-that we first have to let go of the
old before we can hope to take on the new, let alone quite know what it
will be.
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